-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NYo9MKRhtMs0PFz6hVxUlF9SMHE8yIz+5dBLJ5kt3B1gGMsmiti1bXovqaPWTKWs G3jvrt3igJyDsVF5q/Rm8Q== 0001104659-09-007558.txt : 20090209 0001104659-09-007558.hdr.sgml : 20090209 20090209122813 ACCESSION NUMBER: 0001104659-09-007558 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090209 DATE AS OF CHANGE: 20090209 GROUP MEMBERS: BATTERY CONVERGENCE PARTNERS, LLC GROUP MEMBERS: BATTERY INVESTMENT PARTNERS V, LLC ("BIP5") GROUP MEMBERS: BATTERY MANAGEMENT COMPANY, LLC ("BMC") GROUP MEMBERS: BATTERY PARTNERS V, LLC GROUP MEMBERS: BATTERY VENTURES CONVERGENCE FUND, L.P. ("BVCF") GROUP MEMBERS: KENNETH P. LAWLER GROUP MEMBERS: MARK H. SHERMAN GROUP MEMBERS: MORGAN M. JONES GROUP MEMBERS: OLIVER D. CURME GROUP MEMBERS: RICHARD D. FRISBIE GROUP MEMBERS: SCOTT R. TOBIN GROUP MEMBERS: THOMAS J. CROTTY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Veraz Networks, Inc. CENTRAL INDEX KEY: 0001366649 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 943409691 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83423 FILM NUMBER: 09579847 BUSINESS ADDRESS: STREET 1: 926 ROCK AVENUE STREET 2: SUITE 20 CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087509575 MAIL ADDRESS: STREET 1: 926 ROCK AVENUE STREET 2: SUITE 20 CITY: SAN JOSE STATE: CA ZIP: 95131 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BATTERY VENTURES V LP CENTRAL INDEX KEY: 0001084898 IRS NUMBER: 043459488 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 20 WILLIAM STREET CITY: WELLESLEY STATE: MA ZIP: 02841 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: 20 WILLIAM STREET CITY: WELLESLEY STATE: MA ZIP: 02841 SC 13G/A 1 a09-4983_4sc13ga.htm SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 1)*

 

Veraz Networks, Inc.

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)

923359103

(CUSIP Number)

December 31, 2008

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 



 

CUSIP No. 923359103

 

 

1

Name of Reporting
SS or I.R.S. Identification No. of Above Person

Battery Ventures V, L.P. (“BV5”)

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
3,294,828 shares, except that Battery Partners V, LLC (“BPV LLC”), the general partner of BV5, may be deemed to have sole power to vote these shares; Richard D. Frisbie (“Frisbie”), a managing member of BPV LLC, may be deemed to have sole power to vote these shares; Oliver D. Curme (“Curme”), a managing member of BPV LLC, may be deemed to have sole power to vote these shares; Thomas J. Crotty (“Crotty”), a managing member of BPV LLC, may be deemed to have sole power to vote these shares; and Kenneth P. Lawler (“Lawler”) a managing member of BPV LLC, may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
3,294,828 shares, except that BPV LLC, general partner of BV5, may be deemed to have sole power to vote these shares; Frisbie, a managing member of BPV LLC, may be deemed to have sole power to vote these shares; Curme, a managing member of BPV LLC, may be deemed to have sole power to vote these shares; Crotty, a managing member of BPV LLC, may be deemed to have sole power to vote these shares; and Lawler, a managing member of BPV LLC, may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,294,828

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
7.77%

 

 

12

Type of Reporting Person*
PN

 

2



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Battery Partners V, LLC

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
3,294,828 shares, except that Frisbie, a managing member of BPV LLC, may be deemed to have sole power to vote these shares; Curme, a managing member of BPV LLC, may be deemed to have sole power to vote these shares; Crotty, a managing member of BPV LLC, may be deemed to have sole power to vote these shares; and Lawler, a managing member of BPV LLC, may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
3,294,828 shares, except that Frisbie, a managing member of BPV LLC, may be deemed to have sole power to vote these shares; Curme, a managing member of BPV LLC, may be deemed to have sole power to vote these shares; Crotty, a managing member of BPV LLC, may be deemed to have sole power to vote these shares; and Lawler, a managing member of BPV LLC, may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,294,828

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
7.77%

 

 

12

Type of Reporting Person*
OO

 

3



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Battery Investment Partners V, LLC (“BIP5”)

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
65,162 shares, except that Frisbie, a managing member of BIP5, may be deemed to have sole power to vote these shares; Curme, a managing member of BIP5, may be deemed to have sole power to vote these shares; and Crotty, a managing member of BIP5, may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
65,162 shares, except that Frisbie, a managing member of BIP5, may be deemed to have sole power to vote these shares; Curme, a managing member of BIP5, may be deemed to have sole power to vote these shares; and Crotty, a managing member of BIP5, may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
65,162

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.15%

 

 

12

Type of Reporting Person*
OO

 

4



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Battery Ventures Convergence Fund, L.P. (“BVCF”)

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
191,584 shares, except that Battery Convergence Partners, LLC (“BCP LLC”), the general partner of BVCF, may be deemed to have sole power to vote these shares; Frisbie, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; Curme, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; Crotty, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; and Lawler, a managing member of BCP LLC, may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
191,584 shares, except that BCP LLC, the general partner of BVCF, may be deemed to have sole power to vote these shares; Frisbie, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; Curme, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; Crotty, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; and Lawler, a managing member of BCP LLC, may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
191,584

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.45%

 

 

12

Type of Reporting Person*
PN

 

5



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Battery Convergence Partners, LLC

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
191,584 shares, except that Frisbie, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; Curme, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; Crotty, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; and Lawler, a managing member of BCP LLC, may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
191,584 shares, except that Frisbie, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; Curme, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; Crotty, a managing member of BCP LLC, may be deemed to have sole power to vote these shares; and Lawler, a managing member of BCP LLC, may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
191,584

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.45%

 

 

12

Type of Reporting Person*
OO

 

6



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Battery Management Company, LLC (“BMC”)

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
86,206 shares, except that Frisbie, a managing member of BMC, may be deemed to have sole power to vote these shares; Curme, a managing member of BMC, may be deemed to have sole power to vote these shares; Crotty, a managing member of BMC, may be deemed to have sole power to vote these shares; Lawler, a managing member of BMC, may be deemed to have sole power to vote these shares; Morgan M. Jones (“Jones”), a managing member of BMC, may be deemed to have sole power to vote these shares; Mark H. Sherman (“Sherman”), a managing member of BMC, may be deemed to have sole power to vote these shares; and Scott R. Tobin (“Tobin”), a managing member of BMC, may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
86,206 shares, except that Frisbie, a managing member of BMC, may be deemed to have sole power to vote these shares; Curme, a managing member of BMC, may be deemed to have sole power to vote these shares; Crotty, a managing member of BMC, may be deemed to have sole power to vote these shares; Lawler, a managing member of BMC, may be deemed to have sole power to vote these shares; Jones, a managing member of BMC, may be deemed to have sole power to vote these shares; Sherman, a managing member of BMC, may be deemed to have sole power to vote these shares; and Tobin, a managing member of BMC, may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
86,206

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.20%

 

 

12

Type of Reporting Person*
OO

 

7



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Richard D. Frisbie

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
3,637,780 shares, of which 3,294,828 shares are directly owned by BV5; 65,162 shares are directly owned by BIP5; 191,584 shares are directly owned by BVCF; and 86,206 are directly owned by BMC.  Frisbie is (i) a managing member of BPV LLC, which is the general partner of BV5, (ii) a managing member of BIP5, (iii) a managing member of BCP LLC, which is the general partner of BVCF and (iv) a managing member of BMC, and may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
3,637,780 shares, of which 3,294,828 shares are directly owned by BV5; 65,162 shares are directly owned by BIP5; 191,584 shares are directly owned by BVCF; and 86,206 are directly owned by BMC.  Frisbie is (i) a managing member of BPV LLC, which is the general partner of BV5, (ii) a managing member of BIP5, (iii) a managing member of BCP LLC, which is the general partner of BVCF and (iv) a managing member of BMC, and may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,637,780

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
8.58%

 

 

12

Type of Reporting Person*
IN

 

8



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Oliver D. Curme

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
3,637,780 shares, of which 3,294,828 shares are directly owned by BV5; 65,162 shares are directly owned by BIP5; 191,584 shares are directly owned by BVCF; and 86,206 are directly owned by BMC.  Curme is (i) a managing member of BPV LLC, which is the general partner of BV5, (ii) a managing member of BIP5, (iii) a managing member of BCP LLC, which is the general partner of BVCF and (iv) a managing member of BMC, and may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
3,637,780 shares, of which 3,294,828 shares are directly owned by BV5; 65,162 shares are directly owned by BIP5; 191,584 shares are directly owned by BVCF; and 86,206 are directly owned by BMC.  Curme is (i) a managing member of BPV LLC, which is the general partner of BV5, (ii) a managing member of BIP5, (iii) a managing member of BCP LLC, which is the general partner of BVCF and (iv) a managing member of BMC, and may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,637,780

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
8.58%

 

 

12

Type of Reporting Person*
IN

 

9



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Thomas J. Crotty

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
3,637,780 shares, of which 3,294,828 shares are directly owned by BV5; 65,162 shares are directly owned by BIP5; 191,584 shares are directly owned by BVCF; and 86,206 are directly owned by BMC.  Crotty is (i) a managing member of BPV LLC, which is the general partner of BV5, (ii) a managing member of BIP5, (iii) a managing member of BCP LLC, which is the general partner of BVCF and (iv) a managing member of BMC, and may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
3,637,780 shares, of which 3,294,828 shares are directly owned by BV5; 65,162 shares are directly owned by BIP5; 191,584 shares are directly owned by BVCF; and 86,206 are directly owned by BMC.  Crotty is (i) a managing member of BPV LLC, which is the general partner of BV5, (ii) a managing member of BIP5, (iii) a managing member of BCP LLC, which is the general partner of BVCF and (iv) a managing member of BMC, and may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,637,780

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
8.58%

 

 

12

Type of Reporting Person*
IN

 

10



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Kenneth P. Lawler

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
3,572,618 shares, of which 3,294,828 shares are directly owned by BV5; 191,584 shares are directly owned by BVCF; and 86,206 are directly owned by BMC.  Crotty is (i) a managing member of BPV LLC, which is the general partner of BV5, (ii) a managing member of BCP LLC, which is the general partner of BVCF and (iii) a managing member of BMC, and may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
3,572,618 shares, of which 3,294,828 shares are directly owned by BV5; 191,584 shares are directly owned by BVCF; and 86,206 are directly owned by BMC.  Crotty is (i) a managing member of BPV LLC, which is the general partner of BV5, (ii) a managing member of BCP LLC, which is the general partner of BVCF and (iii) a managing member of BMC, and may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,572,618

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
8.43%

 

 

12

Type of Reporting Person*
IN

 

11



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Morgan M. Jones

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
86,206 shares which are directly owned by BMC.  Jones is a managing member of BMC, and may be deemed to have sole power to vote these shares.

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
86,206 shares which are directly owned by BMC.  Jones is a managing member of BMC, and may be deemed to have sole power to vote these shares.

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
86,206

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.20%

 

 

12

Type of Reporting Person*
IN

 

12



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Scott R. Tobin

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
86,206 shares which are directly owned by BMC.  Tobin is a managing member of BMC, and may be deemed to have sole power to vote these shares..

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
86,206 shares which are directly owned by BMC.  Tobin is a managing member of BMC, and may be deemed to have sole power to vote these shares..

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
86,206

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.20%

 

 

12

Type of Reporting Person*
IN

 

13



 

CUSIP No. 923359103

 

 

1

Name of Reporting

SS or I.R.S. Identification No. of Above Person
Mark H. Sherman

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
86,206 shares which are directly owned by BMC.  Sherman is a managing member of BMC, and may be deemed to have sole power to vote these shares..

 

6

Shared Voting Power
See response to row 5

 

7

Sole Dispositive Power
86,206 shares which are directly owned by BMC.  Sherman is a managing member of BMC, and may be deemed to have sole power to vote these shares..

 

8

Shared Dispositive Power
See response to row 7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
86,206

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.20%

 

 

12

Type of Reporting Person*
IN

 

14



 

CUSIP No. 923359103

 

Item 1(a).

Name of Issuer
Veraz Networks, Inc.

Item 1(b).

Address of Issuer’s Principal Executive Offices
926 Rock Avenue, Suite 2

San Jose, CA  95131

 

Item 2(a).

Name of Persons Filing
Battery Ventures V, L.P. (“BV5”), Battery Partners V, LLC (“BPV LLC”), Battery Investment Partners V, LLC (“BIP5”), Battery Ventures Convergence Fund, L.P. (“BVCF”), Battery Convergence Partners, LLC (“BCP LLC”), Battery Management Company, LLC (“BMC”), Richard D. Frisbie (“Frisbie”), Oliver D. Curme (“Curme”), Thomas J. Crotty (“Crotty”), Kenneth P. Lawler (“Lawler”), Morgan M. Jones (“Jones”), Scott R. Tobin (“Tobin”) and Mark H. Sherman (“Sherman”).    The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”

Frisbie, Curme, Crotty, and Lawler, are the sole managing members of BPV LLC, the sole general partner of BV5.  BIP5 invests alongside BV5 in all investments made by BV5.  Frisbie, Curme and Crotty are the sole managing members of BIP5.  Frisbie, Curme, Crotty, and Lawler are the sole managing members of BCP LLC, the sole general partner of BVCF.  BVCF invests alongside BV5 in all investments made by BV5.  Frisbie, Curme, Crotty, Lawler, Jones, Tobin and Sherman are the sole managing members of BMC.

Item 2(b).

Address of Principal Office

The address for each of the Reporting Persons is:

Battery Ventures

930 Winter Street, Suite 2500

Waltham, MA 02451

Item 2(c).

Citizenship
Frisbie, Curme, Crotty, Lawler, Jones, Tobin and Sherman are United States citizens.  BV5 and BVCF are limited partnerships organized under the laws of the State of Delaware.  BPV LLC, BIP5, BCP LLC and BMC are limited liability companies organized under the laws of the State of Delaware.

Item 2(d).

Title of Class of Securities and CUSIP Number
Common Stock, $0.001 par value per share

Item 2(e).

CUSIP Number
923359103

 

Item 3.

Not Applicable

 

15



 

CUSIP No. 923359103

 

Item 4.

Ownership

The approximate percentages of Common Stock reported as beneficially owned by the Reporting Persons is based upon 42,385,875 shares of Common Stock outstanding  as of October 31, 2008, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2008.

 

The following information with respect to the ownership of the ordinary shares of the issuer by the Reporting Persons filing this Statement is provided as of December 31, 2008:

 

(a)

Amount beneficially owned:   

See Row 9 of cover page for each Reporting Person.

 

(b)

Percent of class:   

See Row 11 of cover page for each Reporting Person.

 

(c)

Number of shares as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote:   

See Row 5 of cover page for each Reporting Person.

 

 

(ii)

Shared power to vote or to direct the vote:    

See Row 6 of cover page for each Reporting Person.

 

 

(iii)

Sole power to dispose or to direct the disposition of:  

See Row 7 of cover page for each Reporting Person.

 

 

(iv)

Shared power to dispose or to direct the disposition of:   

See Row 8 of cover page for each Reporting Person.

 

Item 5.

Ownership of Five Percent or Less of a Class

 

Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Under certain circumstances set forth in the limited partnership agreements of BV5 and BVCF and the limited liability company agreements of BIP5 and BMC, the general and limited partners or members of each such entity, as applicable, may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner or member, as applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

Not applicable.

 

16



 

CUSIP No. 923359103

 

 

Item 8.

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not applicable.

 

17



 

CUSIP No. 923359103

 

Item 10.

Certification.

 

Not applicable.

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 9, 2009

 

 

 

 

BATTERY VENTURES V, L.P.

 

 

 

By: Battery Partners V, LLC

 

 

 

 

 

 

 

By:

*

 

 

Managing Member

 

 

 

 

BATTERY PARTNERS V, LLC

 

 

 

 

 

 

 

By:

*

 

 

Managing Member

 

 

 

 

BATTERY INVESTMENT PARTNERS V, LLC

 

 

 

 

 

By:

*

 

 

Managing Member

 

 

 

 

BATTERY VENTURES CONVERGENCE FUND, L.P.

 

 

 

 

 

By: Battery Convergence Partners, LLC

 

 

 

By:

*

 

 

Managing Member

 

 

 

 

BATTERY CONVERGENCE PARTNERS, LLC

 

 

 

 

 

 

 

By:

*

 

 

Managing Member

 

 

 

 

BATTERY MANAGEMENT COMPANY, LLC

 

 

 

 

 

By:

*

 

 

Managing Member

 

18



 

CUSIP No. 923359103

 

 

RICHARD D. FRISBIE

 

 

 

 

 

 

 

By:

*

 

 

Richard D. Frisbie

 

 

 

 

OLIVER D. CURME

 

 

 

 

 

 

 

By:

*

 

 

Oliver D. Curme

 

 

 

 

THOMAS J. CROTTY

 

 

 

 

 

By:

*

 

 

Thomas J. Crotty

 

 

 

 

KENNETH P. LAWLER

 

 

 

 

 

By:

*

 

 

Kenneth P. Lawler

 

 

 

 

MORGAN M. JONES

 

 

 

 

 

 

 

By:

*

 

 

Morgan M. Jones

 

 

 

 

SCOTT R. TOBIN

 

 

 

 

 

By:

*

 

 

Scott R. Tobin

 

 

 

 

MARK H. SHERMAN

 

 

 

 

 

By:

*

 

 

Mark H. Sherman

 

*By:

/s/ Christopher Hanson

 

Name:

Christopher Hanson

 

 

Attorney-in-Fact

 

 

This Schedule 13G was executed pursuant to a Power of Attorney.   Note that copies of the applicable Powers of Attorney are already on file with the appropriate agencies.

 

19



 

CUSIP No. 923359103

 

EXHIBIT I

 

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required on Schedule 13G need be filed with respect to ownership by each of the undersigned of shares of Common Stock of Veraz Networks, Inc..

 

This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.

 

 

Dated February 9, 2009

 

 

 

 

BATTERY VENTURES V, L.P.

 

 

 

By: Battery Partners V, LLC

 

 

 

 

 

 

 

By:

*

 

 

Managing Member

 

 

 

 

BATTERY PARTNERS V, LLC

 

 

 

 

 

 

 

By:

*

 

 

Managing Member

 

 

 

 

BATTERY INVESTMENT PARTNERS V, LLC

 

 

 

 

 

By:

*

 

 

Managing Member

 

 

 

 

BATTERY VENTURES CONVERGENCE FUND, L.P.

 

 

 

 

 

By: Battery Convergence Partners, LLC

 

 

 

By:

*

 

 

Managing Member

 

 

 

 

BATTERY CONVERGENCE PARTNERS, LLC

 

 

 

 

 

 

 

By:

*

 

 

Managing Member

 

 

 

 

BATTERY MANAGEMENT COMPANY, LLC

 

 

 

 

 

By:

*

 

 

Managing Member

 

20



 

CUSIP No. 923359103

 

 

RICHARD D. FRISBIE

 

 

 

 

 

 

 

By:

*

 

 

Richard D. Frisbie

 

 

 

 

OLIVER D. CURME

 

 

 

 

 

 

 

By:

*

 

 

Oliver D. Curme

 

 

 

 

THOMAS J. CROTTY

 

 

 

 

 

By:

*

 

 

Thomas J. Crotty

 

 

 

 

KENNETH P. LAWLER

 

 

 

 

 

By:

*

 

 

Kenneth P. Lawler

 

 

 

 

MORGAN M. JONES

 

 

 

 

 

 

 

By:

*

 

 

Morgan M. Jones

 

 

 

 

SCOTT R. TOBIN

 

 

 

 

 

By:

*

 

 

Scott R. Tobin

 

 

 

 

MARK H. SHERMAN

 

 

 

 

 

By:

*

 

 

Mark H. Sherman

 

*By:

/s/ Christopher Hanson

 

Name:

Christopher Hanson

 

 

Attorney-in-Fact

 

 

This Schedule 13G was executed pursuant to a Power of Attorney.   Note that copies of the applicable Powers of Attorney are already on file with the appropriate agencies.

 

21


-----END PRIVACY-ENHANCED MESSAGE-----